Home Specialist skills Finance The Insides Out of the Product Governance Regime
The Insides Out of the Product Governance Regime
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Clarify fundamental regulatory principles that firms should review concerning the product governance framework, including governance, management oversight, roles, responsibilities and process
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State the product approval obligation on firms acting as manufacturers, distributors and intermediaries
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State the practical considerations for investor protection, including target market, fair value, customer needs, terms and processes
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Describe the National Competent Authorities (NCA) product intervention powers and consideration for complex and non-complex products. For courses conducted in the UK, firms will review the PROD requirements
Overview
Off the shelf (OTS)
This workshop will provide learners with an overview of the regulatory requirements and impact assess what these requirements practically mean for firms UK firms impacted by the product governance regime.
The workshop will explore the risks that firms will need to consider to maintain compliance with the requirements, particularly during times of economic and political change.
Please note – data may be processed in countries with adequacy agreements in place.
Delivery method
Face to face
Virtual
Course duration
7 hours
Competency level
Working
Delivery method
-
Face to face
-
Virtual
Course duration
7 hours
Competency level
-
Working