Client Assets Sourcebook (CASS)

Overview

🕮 Off the shelf (OTS)

For learners with no previous CASS experience, this course contains four digital modules designed to provide an overview of the key principles and challenges of CASS as set out by the Financial Conduct Authority (FCA). These cover the regulations as set out in the Sourcebook regarding holding or controlling client money and the safe custody of client assets by your business. You’ll also explore the expectations of good governance and how every employee’s role is critical to your organisation’s CASS compliance.