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Home Specialist skills Finance Senior Management, the Certification Regime and the Conduct Rules

Senior Management, the Certification Regime and the Conduct Rules

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    Summarise the reasons for the introduction of the new accountability regime
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    Analyse the requirements of the Senior Managers Regime and the Certification Regime
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    Investigate the potential for breaches and how regulators expect organisations to respond

Overview

Off the shelf (OTS)

The Senior Managers and Certification Regime (SM&CR) sets minimum standards for individuals in organisations and encourages a culture of accountability for misconduct. The regime provides a robust framework for individuals and leaders to think about their actions.

This course will take learners through the components which make up the three parts of the SM&CR which are (i) direct accountability, (ii) fit and proper employees; and (iii) the Conduct Rules.

Please note – data may be processed in countries with adequacy agreements in place.

Delivery method
Face to face icon

Face to face

Virtual icon

Virtual

Course duration
Duration icon

7 hours

Competency level
Foundation icon

Foundation

Pink building representing strand 4 of the campus map
Delivery method
  • face to face icon

    Face to face

  • Virtual icon

    Virtual

Course duration
Duration icon

7 hours

Competency level
  • Foundation icon

    Foundation